Mode of Order Placing

Total Transaction Value/Day

Charge Rate (%)

By phone/

At the counter

Total trading value < VND 500 Million

0.20

Total trading value =/> VND 500 Million

0.15

Online Trading

0.15

1

Securities Depository

VND 0.27/share/fund certificate/month

·    Valid till 31/12/2021

·    Thereafter, it will revert to VND 0.3/share/fund certificate/month

2

Transfer of Securities among the client’s trading accounts opened at different securities companies (due to account closure or as per the client’s request)

·      VND 0.3/share/transfer/counter

·      Maximum VND 300,000/

transfer/counter

·    Valid till 31/12/2021

·    Thereafter, it will revert to VND 0.5/share/

transfer/counter and Maximum VND 500,000/transfer/counter

3

Blockage/ Release of Pledged Securities per time

0.1% value of blocked securities. Maximum 10 million VND/stock code

4

Securities Withdrawal

Free

5

Account Closure for Local Clients

Free

6

Account Closure for Foreign Clients

VND 1,000,000/account

7

Transfer of Securities Ownership not through the trading system of the Stock Exchange

Transfer for donation/offer/inheritance:

·      Transfer from PBSV to other securities companies: free of charge

·      Transfer from other securities companies to PBSV: 0.1% of the transaction value

·      Other cases according to VSD’s regulations.

No.

Services

Fees

Remarks

1

Money Transfer

According to the fee structure of the Settlement Bank

2

SMS Messages

Free of charge

·      Order matching notification

·      OTP for online authentication

VND 8,800/month

·      Order Matching notification

·      OTP for online authentication

·      Cash deposit & withdrawal notification

·      Changes in cash balance

·      Corporate exercise notification